Chesley in Ohio

Chesley Again

On April the 5th, less than a month ago, in a blog in this post, I predicted  that that the lawyer who calls himself the “King of Torts” and the “Founder of Class Actions for Personal Injury Cases” (or something like that but broader), maybe the “High Prince of Negotiating, and other things as well, would be disbarred in Ohio, his home state and therefore his home bar, since he had been disbarred in Kentucky for “maximally” egregious conduct in connection with a Fen-Fen case.  I was wrong. Chesley had cooperated with plaintiffs’ counsel in defrauding a large number of a lot of money–over 100M.  (His cut has been said to be  sometimes said to be in the range of $20M, though recent Ohio newspapers has said that it was $7.5 (or so).  (His being a crook was so obvious and extensive that even some of his witnesses abandoned him.  They were lawyers and had to, I suppose.)  He has also been disbarred in at least one of the following two federal jurisdictions: U.S. District Courts for the Southern District of Indiana and the Eastern District of Michigan.  (Amazingly enough he actually threatened the court regarding his disbarment.  From the looks of things, those courts told him to go “stuff himself.”  (If those courts did not say something like that, then they were as cowardly the Ohio Supreme Court may have been.)

In the wake of all this, Chesley “permanently retired” from the practice of law in Ohio.  On this ground apparently, the Ohio Supreme Court did not disbar him.  At least one Ohio newspaper has reported that some say permanent retirement involves surrendering your license to the Bar and so is tantamount to disbarment.  After all, Chesley was 77. What’s the purpose of that it reasoning, if there was anyway? He’s gone anyway.  I assume this was the reasoning to itself of the Ohio Supreme court, though he was 10 or so years younger when this “rape” of the clients was occurring.

This is a dreadful unpublished decision.  It is as ill reasoned as any judicial decision I have seen or heard about in a long time.  The fact that the court used only the website, as the newspapers report, changes a rational evaluation no one whit. There was a decision involved.A foundational general purpose of the practice of law is help protect the citizenry wrong doing in the past, the present, and the future tenses.  That is one of its public purpose.  Because of this fundamental axiom, lawyers are expected to refrain from and avoid cheating their clients.  I have repeated stated in law school classes, CLE lecturers to lawyers, and writings for all sorts of people  that there is no worse a “sin” that can be committed by a lawyer than to steal his/her client’s money.  No one has ever challenged this assertion, even though I add that under some circumstances lawyers can kill their clients with impunity.

Well. Maybe I’m exaggerating a little bit for rhetorical effect. Still, either I’m right or close to right. This is an apriori “sin” that is never excusable.  I suspect it is also even worse the poorer or more helples the client and/or the more money is involved.  Remember: Under not circumstances is there even an excuse.  (Imagine a lawyer saying this:  “My offense was almost OK.  I only took $2000, and I have recently given it back, along with an apology, interest, and attorney fees.  The lawyer is still guilty as hell.”

Chesley was part of a conspiracy to steal a huge amount of money from from a large group of the injured the citizenry.  The despicably his sin is made worse by the amount of money involved and by the number of people cheated by one of their lawyers.  It is not irrelevant to point out that some of his conspirators not only were disbarred but are doing prison time.  In addition, the district judge involved in the conspiracy was himself disbarred two years ago.  Chesley if he had more than an ounce of brain left in his shamefully used head, must have seen this coming.  In the alternative he was almost–if not completely–corrupted by  idolizing money and a deep–through to his essence–embracing of the devastating vice of hubris.

Only Chesley has “walked”!  Surely, it is not possible that he was let go because he got a lot less money than his Kentucky cohorts.  Remember:  He may have gotten around $20M.  That is more than the vast number of lawyers in the U.S. will make in a life time and that includes the justices who rendered this wretched decision.Surely this refusal o act cannot be because Chesley says that his firm generated in excess of $7 billion over its life.  Surely it is not because Chesley owns a 25 room mansion is said to be the owner of the most expensive house in Cincinnati.  (Obviously not.  No court would be influenced by trash like this.)   Surely it is not because Chesley said he owns 20 cars.  Surely it cannot be because Chesley is a heavy contributory to Democrats.  Surely, it cannot be because he has been on the Board of the local university in Cincinnati.  (Oh yes. Sorry, I forgot, they kicked him out recently.)

It was important to actually, formally disbar Chesley in order to safe-guard the status of the legal profession as a “noble profession.”  It and the judicial system must not be seen as a rich man’s bailiwick .  I conjecture that a huge part of the population that heard about him knew that his primary life feature was avarice.  I suspect they also knew that, given the Fen-Phen scandal,  he was not to be trusted.  This attitude will spill over onto the rest of the population unless radical sins meet radical punishment. Judges that are heads of the profession.  State supreme courts have a very heavy duty to protect the public and exemplify for it the important high standards of the legal profession.  Citizens who become aware of this decision and its reasoning will further hold the legal profession in additional contempt.  The public will not believe that a mere retirement is an equivalent substitute for disbarment.  Failing to disbar a person whose misconduct is as perfectly as that of Chesley is a betrayal of the responsibility of judicial institutions.

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Fen-Phen Judge Disbarred in Kentucky

This story is being told as background to the next post.  It pertains to Stanley Chesley, a “Madoffian” rip off artist, at least in his aging years.

Lawyers stole substantially more than  $100M from their client early-ish in this century.   Those involved were disbarred, and two of them went to prison.  Good riddance.  

In nearly November of  2011, a long time  after the actions of the avaricious plot were uncovered, and the punishment of the other conspirators had begun, the Kentucky Supreme Court got around to punishing the district judge who was involved by disbarring him.  See Kentucky Bar Association v. Bamberger, 354 S.W. 3d (Ky. 2011).  By then he was a retired judge, and the the Supreme Court as well as the Inquiry Commission of the State Bar said they could not locate.

Here is what he was charged with and found “guilty” of: 

The judge signed  an order at a secret meeting with the lawyers  that their fees were “reasonable and necessary, even though he has doubts.  There was no hearing, and there was no contest.The order contains false statements, for example, it asserted that the judge was aware of the amount of the settlement.  The judge had not seen to this, and there were several other false statements.The order stated that the judge had reviewed an accounting of the amounts allocated to the lawyers and their clients.  The judge had not done this.  The amounts were an enormous embezzlement as anyone–and it wouldn’t take a judge or even a lawyer–could see instantly, or, at least, immediately.  These actions are as large a breach of fiduciary duties as, I think, I can recall having seen by a lawyer.  One of the features of this case that is remarkable is that these idiots thought they could get away with it.  Not only was the money involved enough to finance a medium sized law firm, there were simply too with  many people involved–literally 100s with some of them “close in.”  This observation applies to the judge.The order stated that the amounts had been distributed properly and in accordance with the original client-lawyer agreement.  The judge had not done this.The judge ordered the clerk that the order he signed at this point and all the rest of the orders to be issued later in the case be sealed.The judge ordere the clerk to see to it that copies of the order and all further order be delivered only to the plaintiff’s lawyers, i.e., the lawyers appearing before him. The judge helped the plaintiff’s lawyers create a bogus nonprofit organization for their own benefit.  Though it is not mentioned in this order, the plaintiffs’ lawyers being directors of the organization and of receiving substantial “salaries.”  The clients of these lawyers were not notified and did not consent to the creation of this entity.The judge signed an order relinquishing all court authority over the supposed non-profit.

After his retirement, the judge accepted appointment as a director of the non-profit, and he received a “salary” of over $5k a month.

The judge did not “cross examine” a famous and fabulous  shyster lawyer from Ohio, when he testified that the fee of the plaintiffs’ lawyers was reasonable. In the end, the judge was found guilty of violating the state’s Rules of Professional Conduct, since he had knowingly assisted another lawyer in violating those Rules, and (2)  he had engaged in forbidden conduct involved in “dishonesty, fraud, deceit, or misrepresentation.”  Indeed, although the court does not say so, the judge has been guilty of all four of the components listed in #(2). A famous and strikingly out-and-out “rich, rich” lawyer-swindler from Ohio was “let go,” by the Ohio Supreme Court in 2013.  He had  been involved in this plot up to his neck.

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Cyber Insurance Policy–Sample #2

A Chubb Insurance Group Cyber Liability Policy

Preface

This post discusses the insurance policy listed below. There are more than several cyber insurance policies available these days, but there is no real literature about them.  There are one or two pieces in law reviews, but there is no real discussion of what the policies contain or how they work.  This is an attempt to do just that.  This policy is narrower than others and it is not a paradigm of cyber liability insurance policies.

There are not (or few and hard to find) judicial decisions on cyber insurance policies/contracts, e.g., treating coverage matters. There may be a few out there, but they are not reported, and I have found no real references. One of the propositions that the forgoing implies is that I do not believe that I am giving a comprehensive account of this policy, or others I have discussed and will discuss. In addition, I do not so much suggest that what I am saying can be taken as gospel. That sort of thing, if it comes at all, is far off in the future.  If you are inclined to think I am a prophet, I am flattered, and while you may be right, do not bet large sums on it, although you have my permission to cite me in coverage opinions, law review or magazine articles,  court briefs–or, for that matter, judicial opinions.

I will not be giving a full explication of the policy; much of it is left out. The main concentration is on the insuring agreement, the definitions, and the exclusions. Not even all of them are discussed.  The main reason for this is that many of the components of not only the exclusion section, but the conditions and the miscellaneous sections, are not really very interesting in studying and thinking about cyber policies. One reason for this is that they are quite similar to what has been characteristic of insurance policies for many years.

My comments on the policy, immediately below, will be enclosed in brackets, “[   ].”

This insurance policy–or a predecessor–was issued for the first time in 2000. The following comes from a 2006 version.  It is a liability policy–a third-party policy.

Chubb Group of Insurance Companies

SAFETY’NET INTERNETLIABILITY POLICY

1. Insuring Clause [Insuring Agreement]

The Company shall pay on behalf of each Insured all Loss on account of any Claim first made during the Policy Period arising out of the Insured’s Internet Activities which occurred on or after the Retroactive Date set forth in ITEM 7 of the Declarations.

[This insuring agreement cannot be understood without grasping the relevant definitions, at least to some extent.  One important thing about it is characteristic of many policies that have been in use for many years, e.g., Directors and Officers Liability Policies.  Policies like that have a certain period of coverage, and or more events must happen during that interval.  These include (1) events giving rise to a claim against the insured, (2) the claim against the insured, (3) claims by the insured “against” the insurer seeking coverage, or (3) up to all of them.   In this case, that which gives rise to the claim-again-the-insured must occur during the policy period, as must the claim against the insured itself, as well as the insured’s claim against the insurer. Because of this ostensibly fixed schedule, the insurer offers extension periods.  They can be retroactive or for the future.  Thus if a claim-against-the-insured is originally required to be submitted during the policy period, that time interval can be increased by an interval of time back into the past, or it can be stretched out into the future.  The insurer may or may not have a right to refuse these extensions.  In any case, extensions demand payment of an additional premium.]

[On items on a Declarations Page/Sheet, see the discussion of definition (f) and (g).]

2. Definitions

(b) Defense Costs means that part of Loss consisting of reasonable costs, charges, fees (including but not limited to attorneys’ fees and experts’ fees) and expenses (other than regular or overtime wages, salaries or fees of the directors, officers or employees of the Named Insured) incurred in defending Claims, and the premium for appeal, attachment or similar bonds.

[The language of this definition entails that the insurer’s costs of defense will diminish the amount available to compensate the complainant against the insured.  This proposition is reinforced elsewhere in the policy.]

(f) Internet Activities means(i) display or use of other Matter on an Internet Site;(ii)  transmission of Matter via an Internet Site; or(iii) the disseminating of Matter by any other means of publication or communication shownin Item 8 of the Declarations.

(g) Internet Site means an Internet site shown in Item 8 of the Declarations.

(h)  Loss means any amount which an Insured becomes legally obligated to pay on account of any Claim, including but not limited to damages (including punitive and exemplary damages, where insurable by law), judgments, settlements, costs, and Defense Costs. . . .

[Remember: Defense costs are part of the loss so that the expenditure of defense costs reduces the amount that is available to pay the indemnity part of the claim.]

(i) Matter means printed, verbal, numerical, audio, or visual expression, or another expression, regardless of the medium upon which such expression is fixed.

3. Exclusions

The Company shall not be liable for Loss on account of any Claim made against any Insured:

Anti-Trust:  (d) arising out of allegations of price-fixing, restraint of trade, monopolization, unfair trade practices, or any actual or alleged violation. . . .

Patent Infringement  (h) arising out of any actual or alleged infringement, contribution to infringement, or inducement of infringement of any patent[.]

Governmental Actions:  (i) brought by any federal, state, or local regulatory agency or other administrative body alleging the violation of any federal, state, or local laws or regulations.

[So far as I can tell, the rest of the 14 or so exclusions, depending on how they are counted, are not very interesting either because they are part of common sense, because they are not uniquely related to cyber insurance situations, or because they or some close variation of them, are well known from other types of currently existing commercial liability policies.

Reporting and Notice 5.  Insureds must give Chubb written notice of a claim against it “as soon as practicable” but within 60 days and no longer. This demand is described as a “condition precedent to their exercising their rights hereunder. . . .”  In addition, it is also a “condition precedent” of an insured exercising any of its rights that it provide the insurer (Chubb) with such information and cooperation as it may reasonably require.

[This clause is common all over the industry. The first part is commonly called the “Late Notice Requirement” or the “Late Notice Condition,” while the second half is often called the “Duty to Cooperate Clause.”  Insurers usually describe these requirements as conditions, but a number of courses have ruled against this understanding of the clauses. The reason is that the clauses, as set forth in the policies, are held not actually to be conditioned for various reasons; instead, those courts treat them as covenants, meaning simple promises in the contract. This distinction can make a lot of difference in litigation, but it is easiest for the insured to act in accordance with the language of the insurance contract, and avoid that dispute even if the law is “on his side.”]

Defense and Settlement 6.  The Company shall have the right and duty to defend any Claim covered by this Policy…The Company may make any investigation it deems necessary and may, with the consent of the Named Insured, make any settlement of any Claim it deems expedient… Defense Costs are part of and not in addition to the Limits of Liability set forth in the Declarations, and the payment by the Company of Defense Costs reduces and may exhaust such Limits of Liability.

[The “duty to defend clause” is often among the most important clauses in the insurance policy. This matter is commonly known, so nothing more needs to be said about it here and now. It must be remembered that the amount that is paid for a defense, shrinks the amount of money available to pay the plaintiff if that is necessary. This feature is not common in ordinary commercial or personal liability policies, but it is common in malpractice policies, aka “E & O Policies,” aka “Errors and Omissions policies.”  Usually, these policies are for “professional” malpractice, e.g., doctors, lawyers, accountants, engineers, architects, and so on. Duty to defend clauses usually contains investigation clauses, cooperation clauses, and clauses regarding a settlement. Settlement clauses can be particularly important. They usually authorize the insurer to settle a case with the consent of the insured. However, if the insured refuses to consent, the insurer’s obligation to pay damages may be restricted to the amount for which the case could have been settled.  (Sometimes, the insured also ends up being liable for attorney’s fees accumulated after the case could have been settled.  That is not the case in this policy.)]

There are a number of other clauses, most of the routine, so they will not need to be discussed here.  Here are their titles:

Allocation [as between covered and uncovered events]Extended Reporting PeriodsSpousal Liability CoverageOther Insurance [sometimes other insurance policies pay first]Representations and Severability [Assertions in the application must be true and are part of the policy.Territory [where there is coverage]NoticeSubrogationAction Against the Company, i.e., the insure [Insured’s full compliance with the terms of the contract is a condition precedent upon the insured suing the insurer.  Seldom enforced these days.]BankruptcyAuthorizationAlteration and Assignment [The insured may not do either one.  Strictly enforced.]Cancellation and Non-renewal.

[Sometimes these “conditions” or “conditional clauses” or “alleged conditions,” can contain what might be called “tricks.”  Consider the “Late Notice Clause,” which requires that the insured give notice no later than the 60th day.  Does this mean provide or receive? If the request for coverage is sent by mail, several days may pass. So might a late-night notice be emailed to an insurer?  This sort of thing does not come up often and generally, the reasonable insurer doesn’t seek to enforce this clause over these kinds of situations, except–maybe–where fraud is plausibly thought to exist.]

______________________________________________________________________________

Essay on Coverage

This discussion will concern one aspect of coverage: that which is obviously included in or involved with the Insuring Agreement, Definition (f), and the Definitions contained therein.Definition (f) begins with the Definition of Matter. Generally speaking,  the defined term “Matter” refers to a concatenation of instruments of communications, and the communication they can be used for can be of any sort. The human voice, however, is not mentioned though it seems to me that it is implied.

An Internet site is a “something” by means of which communication can occur over the Internet. (n: Internet Site is any Internet site listed on the declaration page of the policy. Notice that cyber communication systems are not within the definition and therefore not insured.

[1] (f)(i)So an Internet Activity is, among other things, the display of Matter on an Internet site listed in the policy–that is an Internet Site;

[2] (f)(i)An Internet Activity, is also, among other things, other use of Matter on an Internet site listed in the policy–that is Internet Site  (I take the phrase “other use” to include a variety of other uses, and note that the term is not defined in the policy.  I think it’s reasonably clear that the word “use” really means other “uses.”)

[3] (f)(ii) transmission of Matter via an Internet Site; (It is unclear whether “transmission” means out, in, or both. I see no difficulty in taking that word to mean both outgoing and incoming.

[4]  (f)(iii) dissemination of Matter by any other means of publication or communication shown in the specified place in the policy. I find (f)(iii) puzzling:

First, the difference between transporting and disseminating is not obvious. Either of them could be be intentional or unintentional. One can transport one thing, but the idea of dissemination seems to imply “moving” more than one thing.Second, (f)(iii) dissemination pass through an Internet Site before can be something insured.  Of course the communications device that falls within (f)(iii) has to be listed in the specified place in the policy. Does that makes it discretionary for the underwriter for the insurer to decide how to deal with a particular dissemination device, say, the Wall Street Journal.  Or does is make it discretionary for the underwriter of the insurer to decide what categories of dissemination outside of Internet will trigger coverage through (f)(iii), say, newspapers, but not TV.

It would not surprise me for the insurer to opt for the former, say, there must be a particular magazine listed if it is to trigger insurance through (f)(iii), e.g., The New York Review of booksIt would not surprise me for the insured to opt for the latter, e.g., magazines or magazines containing book reviews and so forthI am inclined to think that the near sentence in (f)(iii) means extra-Internet category.

This reasoning does not need an argument from ambiguity.  An ambiguity argument may be needed to distinguish general categories from categories that are not general and are nothing but semantic games designed to make the particular look generalThird, why might (f)(iii) be included in this kind of policy when (f)(iii) falls within CGL coverage, when liable, etc.from Coverage B is involved? Maybe its to deal with the insuring the insured’s  passing along incoming messages libelous information.

In any case, the fact that this is a liability policy is quite clear. We shall be examining some first-party policies and other liability policies as blog-chapters go along

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Yet Another General Approach

LAWYER UNHAPPINESS

Part IIIE-IV

Another General but Mostly Independent Approach & Some Recommendations

Our Authors suggest one more general approach to the acquisition or the increase of happiness, which may be close to the same thing, and the maintenance of increases or what has been acquired.  What they have done is to formulate a series of general and widely accepted observations, that are difficult to reject, at least at first.  Some of them are reversals of the states of affairs that will lead to unhappiness.  Speaking of reversals of general conditions of unhappiness being part of the “toolbox” for happiness, some of the principles I attribute to them are really my constructions of what I think they said without saying it. 

Remember Our Authors “jump” in two directions; (1) states of affairs that make lawyers unhappy, and (2) states of affairs that lead to unhappiness for many people whether lawyers or not.  We say this in III D.

In other words, they treat the principles they posit first as a matter of fact–as in “All people need this: _______.  They really do.”  They then argue that each of them is one key to happiness; although they do not really push the point, it is obvious that all of these principles should be at least partially understood, thought more about, attempted to apply, and reflect upon what happened when the attempts do or do not work.   People trying this method should also learn to be charitable to themselves as they try to go forward.  They must remember that mistakes, plus reflections on them, are productive. Unlike the Seligman system, it looks like those working on happiness enhancement can use them all, though (perhaps) not all of them at the same time.  Our Authors also say clearly that what they are providing is not a “recipe.”  They say, or would say, that they are providing a “toolbox.”  (Actually, they have presented “tools” for a “toolbox.”  What matters is not the box, but what’s in the box. It doesn’t even have to be a box. It could be a raggedy sack.) 

Our Authors seem to imply clearly, that applying some of them may bring joy, at least some of the time.  All of this is wisdom, to come extent.  Our Authors give their treatment of these matters with the chapter title, “The Happiness Toolbox.”  The idea of a “toolbox” can be confusing.  One wants to wonder if this excellent and revealing book should not have been entitled The Happier Lawyer. 1. The happy lawyer needs a considerable sense of controlling his/her own life.A lack of control will lead to depression in lawyers, along with most everyone else. (I will return to the topic of depression later.)People should become attuned to, look after and balance their lives emotional lives.  This includes lawyers; as one might expect.Lawyers should seek security in their jobs.

Happiness requires that one feel as though they are making a genuine contribution to something significant. The addiction to “workaholicism” is to be avoided by or crushed inside of every lawyer who suffers from it.  It won’t go gently, even in the middle of the night, long after all the work is finished.  [Are there not some people for whom workaholism is a good state of affairs?  Might there not even be an “intimate other” who is glad that some lawyer–or anyone else?  Could such a satisfaction ever be OK?]

Lawyers should seek flexibility in their lives.

2.  Learn to remember that in virtually every circumstance, things could be worse.

Empirical data: Those who finish second are often happier than those who finish first. Worse for you.  “True. I am about to go bankrupt, but I’m not going to jail.” “True. I am losing my family, but I can stay in touch with the kids quite often, as they’ll just be across town. Even though she’s divorcing me, she’s made me miserable for years.  I’ve stuck with her only because. . . .”And for fourth. Worse for someone else, in comparison to you. “She’s in worse shape than I am, by far.  At least my husband and I split into good terms.”

Worse for someone else, looked at in terms of his life only.  “My God.  Things have not gone well for her.  So much money. Such a big house.  So many friends but her five children are all completely worthless, as she has told me many times recently when she has been drunk.  I don’t know how to think about it.  And after the life of a fully devoted Christian.”Money doesn’t bring happiness if it goes above what is “enough.” 

Determine what is really enough. 

Our Authors are more or less helpful about this very difficult idea, and that’s all that can be expected.—MSQ

Defining or determining what is enough economic and financial concerns

Determining what is really enough is very difficult. It involves all sorts of struggles: with one’s conception of his or her selfwith one’s own history expectations projections and ideas hatred of downward of mobility (sometimes) now for a really hard one: dealing with the expectations of others, particularly spouses and children plus lots more.

The old phrase “Enough is enough” sounds like a tautology, but it still requires figuring out what the first word—” Enough”–is about, not to mention the third one.

At the same time,  do not look for unhappiness in others.  If you think you see it without working at it, the unhappiness is probably there.  However, don’t try to find it. Many lawyers try to hide their unhappiness.  This is true about other sophisticated as well. It will slip out.  Don’t try to find it.  Put suspicions to real meaningful work.

There are signals of unhappiness. Too many marriages without a change in behavior and presentation of self.  A whole succession of “companions,” whether married or not.  And lots more.

What are the usual terms for this? Optimism?  Bad things: are within the will of an omniscient and benevolent Godprobably will not happen can’t happen here, to you (or us, of me), now Don’t worry about that one, unless it is a large fraction of life. “things have a way of working out”? “accentuate the positive”? “turning things over”? “turning things over to God” (Christian and Jew)? 3. Satisfying relationships–“social connectedness”–with other people are a key to happiness.

Commitment is crucial.  Remember, a law firm may provide some of this. Remember, no job is perfect.

4. Loving relationship(s) is crucial for happiness. 

[Impliedly Our Authors but made more explicit by me.]According to Our Authors, empirical data at least suggests that “70% of our controllable happiness stems from relationships.”  Citation (p. 90 n.16): Eric Weiner, THE GEOGRAPHY OF BLISS 251 (2008).  [Is being blissful necessarily connected to happiness?  As a necessary condition? As a sufficient condition?  Or as an equivalence?  Of course, the answer to these questions depends on the nature of bliss and the nature of happiness.]

5.  Find your “flow.”  Action and awareness of worth and meaning merge together.  Doing what?  Almost anything. Golfing, gardening, gold searching, cooking, trying to write a murder mystery, trying to run marathons, playing puzzles and the list goes on.  Look for the flow, and read books by Mihaly Csikszentmihalyi.  He might reject the list I just made up for Our Authors since he seems to suggest activities not to emphasize skill. How would chess, or even checkers or ping pong, figure in?How would virtual games figure in? 

I will come back to “flow’ in a later “essay.”  He is a key figure in some methods of obtaining and keeping happiness. 6. Learn from the Happiness (or Unhappiness) of Others. 

Unhappiness: Do not go looking for unhappiness in others.  It will be obvious, or it will (in effect) come looking for you.I suggest, as will Our Authors, looking for happiness in those who present themselves as happy, and there is good reason to think that their self-presentation is true.

Different kinds of manifestations of unhappiness do not need to hear about by a person that is already unhappy. S/he knows what s/he needs to know about his/herself.  The unhappy person does not need to compare and contrast one unhappiness with another..

Q.”Why are you unhappy?”  I’ve noticed that you are, I think. 

A. “I’m not unhappy. Where would you get that idea?”

Q. Id.

A. “Go fuck yourself.”

Q. Id.

A. “I’ve been waiting to tell someone this. Too much booze, too much coke, too much bar bathroom sex with “partners,” failing at Twelve Step meetings too many times, waking up in alleys and not remembering how I got there.  Should I go on?”Did you really need to hear all that?   Did it do you any good? What would your life have been like if you had not heard it?

Happiness: Are you? What its like, when you have it? Where does it come from in your case?Where did you start? How? When? Have you ever talked to others about those sorts of things? What do they say?Do you have to work to keep it now, or is it embedded?

Now what about this one, “‘You can’t be envious and happy at the same time.'” (Citation: Sonja Lyubomirsky, THE HOW OF HAPPINESS: A NEW APPROACH TO GETTING THE LIFE YOU WANT (2007) p. 88 n. 16

Complete nonsense:X envies the musical genius of Bach, and he “produced” procreating 20 children.Y envies Tiger’s golf talent, though not his dealing with women.Z envies the political insights and speaking talents of Rush Limbaugh, though not his clothing or weight.Z envies the beauty and appearance of dress,  of a given woman but not her ill-informed politics.

7. Know Yourself.

This principle could be an axiom, except that it is so hard.  It takes years and years to achieve the goal. The only sensible thesis here is this: Working on coming to know yourself is in and of itself, a source of happiness. There are real problems in this profound inquiry: You may not like the person you encounter along the way.

The person you meet along the way may not be lovable.  If so, then what do you do? Stop the process? Keep going and change your mind about yourself? Keep going and accept yourself for who you are?

One shared assumption of a great many philosophies and theologies along with some political theories is that, at the core, the overwhelming majority of all people are really good and decent. I believe that proposition is false. Still, I have never personally met a person who was unhappy being a lawyer, that I believed was profound, to-the-core, evil.  The same is true for practicing lawyers.  Perhaps I am cynical, optimistic, and realistic all at the same time. This idea would make John Venn (1834-1923) turn over in his relatively recent, as these things so,  grave.

By the way, the words of the phrase were originally popularized, maybe invented, by Socrates.  Shakespeare advocated something like a consequence of it: “To thine own self be true, and it shall follow. . . .”  Of course, I have rejected this view in this very discussion.

8. Make sure your job and your values are congruent.

9. Not all happy-nesses are “created” equal.

I’m not sure what all this might mean.  Probably several things, in the alternative or all at once. The pattern might be this:  If you are aiming at happiness and there are two routes in front of you, one may work better than the other. Or, one situation may make you happier than another, although they will both make you happier than you are now, and it is unknown and unknowable, in advance which one is further up the scale. There are two ways to live your life and they will both make you happy (surfing and dog walking), and you have to choose one.  How do you choose? Or maybe the idea is that, which situation will make you happier can be known if you think about it rigorously and/or in the right sort of way. And there is much more, but not everything can be written up.  Some might think that this series of blog essays are already too long.  Nevertheless, I will add one more chapter, and that one is just a sketch of some of my own views.  Some of them have already been set forth in these chapters.

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The Happy Lawyer–Advice (or Recommendations) for Lawyers

Part IIIB

Second Preface

This subsection will follow the general format of Part IIIA.  It might be valuable to read the Preface to that section. (Of course, it would almost certainly be beneficial to you to read Parts I & II.) It is also important to know that these blogs are critiques of the philosophy-psychology-&-sociology underlying an excellent book entitled THE HAPPY LAWYER.  The foci of my doubts are the work of others. This is not intended to be lengthy book reviews.  However, see Richard Delgado, Recent Writings on Law and Happiness, 97 SEATTLE UNIVERSITY SCHOOL OF LAW 913, 915-26 (2012).

In general,  the book explores a lot of different approaches for lawyers to try and make themselves happier or to keep themselves happy, or at least at an increased level of happiness, once they have succeeded at achieving some higher level of happiness than they started with.  Our Authors do this by focusing on what they take to be empirically established relevant general propositions, and then explicitly or implicitly suggest that these general propositions can be translated into normative principles (or maybe followable norms) designed for enabling reaching out for a happier life.  (They specifically refuse to call them “recipes,” the assertion being equivalent to the idea that the principles they recommend will, if followed, always produce what was wanted.) Whatever they are called, somewhere around here, their recommendations and advice come inbuilt upon what is generally understood “around and about” as objectively factual ideas.

Alas, some of these foundational propositions are not at all empirically established–in fact, this is true of most of them, but are based on common sense, or so our authors say.  I am skeptical about this approach, even though it is the prevailing approach in contemporary relevant departments of contemporary universities  In a way, one of the approaches  I am denying, to a considerable extent, and then also exploring briefly a very old yet also contemporary approach to dealing with happiness acquisition, and, if successful, probably also the achievement of overall satisfaction in life.  The approach of this book is to apply what might be called the “Modern Methodology for Happiness Improvement.”

There is no intention on the part of Our Authors to suggest that there is a magic formula for lawyers, or anyone else, to find happiness.  Our Authors have this right.  (I remind the reader that I am not criticizing the job our authors have done.  Their work was done well.  My complaint is about an approach that regards itself and is regarded as the approach.  If I believe anything in this context, it is that the “Modern Method” for happiness is dead wrong from beginning to end._________________________________________________________________________________

An Additional General Approach to Happiness Acquisition

According to Our Authors, the following ideas portray internal states of people such that the achievement (or the having) of which–or at least some of which–is crucial to human flourishing and hence happiness.  Some of these are social or societal states of affairs—or, virtues—the way a person participates in at least  some of them, and the extent to which s/he does so iscrucial for happiness:

1. Courage2. Humanity3. Justice4. Temperance5. Transcendence6. Wisdom

To build a satisfying, thriving, flourishing, and therefore happy life, say the sources of the authors and the authors, as well, one should focus on the characteristics they possess and build on them.  The few characteristics one does possess, become that person’s “signature strengths.” Source:  Christopher Peterson & Martin E.P. Seligman, Values in Action (VIA) Classification of Strengths, Jan. 4, 2003, http://www.ppc.sas.upenn.edu/viamanualintro.pdf, at 4.

Character Strengths and Virtues: A Handbook and Classification Christopher Peterson & Martin E.P. Seligman eds. 2004) (hereinafter, P-S).  Text and Citation: Happy Lawyer, p. 146-7, n. 99, p. 267.  (Hereafter, this group will be called “Seligman,” since he was the architect of the whole approach.)

Seligman “[‘posit’] that [all] people have at least [a  handful] of these characteristics as their ‘signature strengths.’ Indications of signature strengths are that people feel that the  strength is an authentic reflection of who they are, have a fast learning curve for activities tied to that strength, and are invigorated and excited when using that strength.”

In other words, says Seligman, people should build on the strength; it is pointless to  try to proceed by correcting and then trying to build on traits that are absent, smaller than others, or substantial but not, what might be called, “signatorial.” [I confess, in passing, that I am sick to damn death of the cliche “signature” used in this kind of context, including conversations one hears in student-faculty taverns. Seligman and his band should denounce them publicly and in a place that will affect the world of American English. Try the New York Times and/or the New York Review of Books and/or the Wall Street Journal.  Now that I’ve gotten that off my chest, back to work.]

The empirical claim is that the forgoing assertions and those to come in a moment–or “posit[s]”–are actually a description of the nature of persons in general.  I begin by being skeptical of the Seligman theses. They do not actually explicitly assert, at least as reported by our authors, that their system of six (6) general virtues is descriptive of facts about the nature of man, but that is clearly simplified. Notice that there are five problems here.

(i) One of them is that their evidence, is weak. (ii) The second one is that there is no good reason to think their “Deep Six” are exhaustive.  (iii) The third is whether their analysis, of their list, is coherent.  (iv) The fourth pertains to if and how the virtues apply to lawyers in some special way.

(v) And, of course, the whole idea of a “posit” being the central building-block, undermines the idea that what Seligman concluded is empirically established. A “posit” of an idea is not a rational conclusion. It is not something established by any set of facts.  It is not even a hypothesis. It is more like an assumption that is used as a starting point–the basis–for a theory (or something like it).

With regard to the first problem, I have looked at the major work of Seligman, and I do not think they establish their theses about “signatures.” Are they gold mines as to who people really are?  Is that what a signature is supposed to do?  I thought it was for making sure that I am writing the check and someone else?   How does the idea of a “signature this,” or a “signature that” really work?  What’s wrong with just saying “Quinn has this virtue but not that  one.”  He has this weakness, but not that one.”  He has four strengths, one of which is evil, one of which is neutral, and two of which are morally upright.

In using the signature metaphor, we would have to leave open the state of affairs in which Quinn’s signatures as unreadable.  What would this mean?

In any case, I will focus on the general matters presented to our authors and then relied upon them.  Ultimately, I am only interested in relationships between the Seligman Theory and being a lawyer, the doing of lawyerly things, how and whereone is stuck in the profession, and what all this has to do with the happiness of lawyers.]

Here is the Seligman characterization of the elements of the  six (6) just listed:

“Courage [C] encompasses bravery, industry (perseverance and diligence), honesty, (authenticity, sincerity, and integrity), and vitality.”

“Justice [J] includes citizenship and teamwork, fairness, and leadership.

“Temperance [Tp]  consists of forgiveness and mercy, modesty and humility, prudence, and regulation of oneself.” 

“Transcendence [Tr] is comprised of an appreciation of beauty and excellence (awe and wonder), gratitude, hope (optimism, future-mindedness, future orientation), playfulness and humor, and spirituality.”

“Wisdom [W] contains creativity (originality and ingenuity), curiosity, active open-mindedness, love of learning, and perspective” (p. 267 n. 99)

At this point, one must remember that each of these 6 is treated as a “signature.”  Some people have 2 or 3 of this one, while another person has 3 or so of that one. The problem here is that the propositions are nothing like signatures, whether for strengths, virtues, weaknesses, or vices. None of them is a signature, and none of them is a unified whole.

A very quick and selective survey demonstrates this:

C: does not require industry, perseverance, diligence, honesty, or others, although it sometimes requires bravery.

J:  Being just does not require having leadership, etc.

Tp: I am not clear what temperance might be but whatever it is, it is unlikely that being temperate requires being forgiving, although, under the usual understanding, it requires self-restraint. Fantasies of revenge are enjoyable, and under some circumstances, taking revenge or high-risk action is a good idea, as might taking a dangerous, high-risk action.  Also, where is the idea of civility?  Why has it been left off?  Maybe Tp teaches that one should shrug in the fact of minor injuries, instead of building up a mountain of hate. Maybe Tp improvement is a sibling of anger management.

Tr: A strong sense of aesthetics and optimism has nothing to do with each other.

W: Oddly enough this complex concept is nearly correctly described. However, the idea of actually having knowledge is left out. As a result, so is self-knowledge, and it is an absolute precondition for having wisdom. It is possible that a wise person has no love of learning at all, so long as learning means that a person loves something academic, sort of, and respects those who write insightful histories or study received psychology. Tractor repairmen who drink beer every day with their feet up on a bar with their buddies can be very wise about all sorts of important things, although they are not likely to be fond of Dante or Milton if they have ever heard of them. Indeed, they may hold such interests in contempt.

There is another problem.  Our Authors, no doubt following the ideas of Seligman suggest that the way to figure out which of these “signatures” is strength is for one to give him/her self tests. Our authors create a series of tables each containing lots and lots of questions. Since these “signatures” are actually incoherent, one would have to do each of the components by itself.  The most striking example of this problem is Tp.

There is a third problem. This one would apply to all sorts of categories of people, but it applies to lawyers quite clearly. Courage differs depending on the situation. Consider the difference between Lawyer & Client and Lawyer & Firm.  To be sure, courage always requires having guts.  The use of guts can be to take action, in other contexts it can be to refrain from action. In some cases, it takes a voice (here loud and there soft); in some cases it takes silence.

(1-Clients) Courage in representing clients is easy enough to understand for usual situations. It is related to the concept of being vigorous for a client. Given social circumstances, sometimes that takes courage; consider representing a murderer who also shot a female of congress in her head and ruined her political career. I suspect that would take a more radical kind of courage. It may even exemplify a certain kind of nobility. What would not be part of courage is profound and/or continuous sincerity.  In addition, perseverance and diligence do not imply courage. If there are two lawyers, representing a criminal defendant, one of them might have courage but no sense of diligence, while the other may have diligence but no courage.

(1-Firm) In this situation, courage is quite different. It would obviously exist in speaking up for a down-trodden lawyer or another employee. Similarly, being a type of whistle-blower would also take courage; no one likes a snitch. Could some of these opportunities be found in the Dewey-LeBeouf case?  But does stepping up to the plate as a whistle-blower, when the misdeeds have fallen into your lap, imply that you are diligent?

(2-In House Legal Department).  Courage here might be going to the senior decision-makers and telling them that the corporation is facing disaster because of the legal mistakes of senior management, or because even more, senior management is looting the company’s treasuries? Courage within the in-house lawyer might require answering the question, as it were, in advance: “Where were all the lawyers.”

In summary, the Seligman position is inadequate for increasing and/or maintaining happiness. The program is perfectly right when it suggests that a person who spends most of their time contemplating the painting style of El Greco, is not likely to repair tractors. It is also true that someone who hates their job in a law firm needs to think about going elsewhere, and maybe giving up the law entirely. Then again a person who has no other way to make a good income, that has a spouse who is ill, has 4 children, and so forth, may need to stick to what they don’t like. If we suppose that they got their family into the situation, they have a duty to stay put and keep producing revenue. As Seligman would have to recognize, this scenario fits well with the concept of Justice.

Besides, according to Seligman, one is to determine which characteristics they have that are the strongest when compared to the others listed on the “Enormous Six” and which have the strongest potential, when, if joined with two or three others, will make the largest and most stable contribution to increasing and protecting that person’s happiness. This is not a promising approach.  It requires too much knowledge in advance, and that knowledge requires knowing what combination is the most likely to be the best in making that person happy. Or it would require luck. Or God’s blessings. Or lots of experiments in combining Seligman’s possibilities over a long time and then trying to make it work.

So much for the “Seligman Approach.” Interestingly, Professor Delgado, mentioned above, thinks as little of Seligman as I do, but apparently for quite different reasons. Seligman has apparently said that one of the things that interested him about happiness is that it can lead to greater productivity.  He is suspicious about the idea of using happiness (or an improved version of it) to increase productivity. It is easy to see why they are wrong about this.  If a person is unproductive and knows it, or is not unproductive but believes that he is,  then achieving more happiness might help overcome what I will call, the “Problem of Productivity.”  A higher level of happiness might lead to greater productivity and/or to a less distorted picture of one’s own productivity.  That new awareness may well lead to a further increase in effectuating and satisfying production and then that leads to even more happiness. Eventually, it might well be the case that the person seeking happiness, sees what is going on and comes to the conclusion that he doesn’t need any more products to increase happiness, and–indeed–having more might diminish his happiness. At that point, such a person might value happiness for its own sake and stop using it for further production. Of course, he might use the productivity chain again, if his productivity begins to slip away and his willpower alone, cannot reverse the process.

Professor Delgado raises an interesting point that has nothing to do with happiness acquisition but is of some interest to the lawyer with jurisprudential inclinations. Here it is:  Can anyone have a right to be happy?  He says “No,” and one is inclined to agree.  But the real questions for our authors is different. The Delgadian question for them would be: Do those who are trying to improve their happiness quotients have a right to succeed?  Again, I am inclined to think the answer is “No,” though it is clear that a person who is deliberately trying to increase his level of happiness has a right that others not “block the road,” at least as a general rule, i.e., when he’s trying is not injuring others.

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Quinn Quotes

Asserting a proposition one believes in a certain situation and asserting its opposition in a substantively different situation, is not necessarily inconsistent. Neither one, taken alone or together, entails advocacy.~Michael Sean Quinn, PhD, JD, CPCU, Etc.Tweet

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