Can Opposing Counsel Manipulate a Liability Insurer Where Crime Is Involved?

Mother (“M”), then 43, and Daughter (“D”), then 21, each pleaded guilty to criminal mischief in Maine after having several auto collisions in quick succession in a cemetery.

At first, at least, D was thought to have deliberately run into M’s car in order to prevent her mother from leaving the premises, since she, that is, M, was dead drunk. Later M changed the story. M’s second story was that her daughter had run into her because her, that is D’s, foot got stuck somehow on/in/with/etc. D’s accelerator. Nothing has been reported about how M happened to know this, if—indeed—she did.

According to the first story M deliberately ran into D, after D ran into her.  How many times this kept happening is not discussed in the media, and neither is how a relatively simple collision broke up at least several tombstones. (A photograph in the local paper is not clear how much breakage there was rather than mere turnings over, but the amount of the damages the cemetery sought suggests was least one actual destruction. (“Destruction” here refers to tomb stones and the like and not to bodies buried.)

The press stories are full of silences.  D and M were apparently at the cemetery because, it is said, D’s father (“F”) was buried there. There is, however, no discussion of the relationship between M and F before F’s demise.

Press stories stated that appear right after the two guilty pleas were entered,  insurance money was paid to the cemetery for damages M and D had caused its property. Upon the payment of the $25,000 insurance money, the cemetery dismissed its case that was seeking a tort recovery of  $35,000±. Interestingly, the settlement closed the case before M and D were served.

With regard to insurance, nothing has been said to the public about how many insurers were involved. One for M and another for D? Or was there just one that insured them both?

What is said is that M and D each had their own criminal defense attorney. Why? We shall see. So, Why did the Carrier(s) Pay?

I am assuming, without knowing, that there was but one carrier for both of them.  I’ll come back to that assumption.

Of course, it could be that the insurer didn’t want to spend any more money fooling around with the case. That could easily cost more than $25K.  That’s reasonable insurance company thinking, except for one thing. The drivers were charged with crimes—possibly even felonies since criminal mischief just by itself is a misdemeanor, but aggravated criminal mischief is a felony.

Frequently, insurers are hesitant, to say the least, to pay claims where charges of crimes are involved—drunk driving is an exception.

Here is my speculation as to what might have happened.  D’s foot did not get tangled up with the accelerator in her car somehow. I have heard this story a number of times, and I believe it’s bullshit. That account is very unlikely to be true. Accelerators are flat levers and the foot is on top. If it gets underneath it, the driver just draws his foot toward him to end the problem, if there is one.D ran into M quite deliberately, I suspect. The reason she did this doesn’t matter: Mommy was drunk? She cursed the father D loved dearly? M called D a worthless little bitch? None of these matters, of course. D ran into M deliberately– quite intentionally. (I must conceive that the punishment of M does not make it clear how M felt about F.)

Nothing is said in the press about why M thereafter ran into D.  Assume the implausible: M’s story about D’s tangle with the accelerator was true. Why would M there after run into D quite deliberately? Well, she might think D hit her deliberately and responded accordingly. But then, M is guilty of aggravated criminal mischief though D would not necessarily be of that or the weaker charge, mere mischief. But both pleaded guilty to the lesser charge.

So, here’s what happened, I think. D deliberately ran into M, and it pissed mommy off so badly that she rammed her daughter back. There may have been more than two collisions.  They may have happened several times. At first, both M and D were charged with aggravated criminal mischief, but a deal was struck.

An insurance claim was made, and the insurer explained why it would be denied unless a “clearer” explanation was provided.

Since D was guilty of aggravated criminal mischief and she was facing up to 5 years in the pokey, where it can get very chilly, indeed. D must keep her mouth shut. The mother tells a different story. “I don’t care what my daughter said first, she wouldn’t run into me intentionally, she’s a good girl. And besides, she said that she could get her foot loose from the pedal.”

And M might continue this way, “The truth is, we were both a little tipsy.” So long as the daughter doesn’t speak, the insurer is stuck.  What we have then is two drunken driving cases, both on private property, and insurers paid for those accidents. Some of the collisions are accidents, the insurer might say to itself.

The real problem would be M’s running into D.  Granted she was drunk, but even drunken people can form deliberate intent and go forward. The key then is to get the charges—and any chance of any other charges—reduced to misdemeanors—and that’s all criminal mischief is, so long as there is no aggravation element.

And this is where having two lawyers come in.  If both of them are trying cases, they might get split into two cases.  Each lawyer will argue that the other person broke up the gravestones, if—indeed—either of them did.

Better all, including DA and Judge, agree, to reduce the charges from aggravated criminal mischief and do two guilty pleas at the same time. The DA even said part of the state’s problem was proving who did which damage. (This is probably not so. Proof of property damage is required, but if it were provable that each did some, then. . . . See why there are two criminal defense counsel?)One small sliver of evidence supports my speculation—or something like it—and that is because D got a slightly more severe sentence than M did. (It’s a good idea to wonder about how the doctrine of “direct physical loss” might fit into the stories.)

M’s punishment was 180 days in the slammer, all suspended, and one year of probation. The probation banned her from entering the cemetery without getting permission from the judge, in effect, functioning as a cemetery warden. (No doubt the judge would, on individual occasions, have asked the cemetery association manager whether M’s coming on the grounds was OK with the association.) M also had to pay a $100 fine, though D didn’t.

D’s punishment was 180 days in the can, all suspended, and one year of “administrative release,” during which she would have to perform 50 hours of community service work, all to be done during the first 10 months of the year period. Granted D didn’t have to pay the fine M did, but she might have regarded 50 hours of community service as more severe, that a hundred bucks. I certainly would. The sentences and the insurance payment were all made in October 2014.  So far as D’s sentence is concerned that means she has 50 hours of service to perform starting right then.

So from the point of view of the liability carrier, what probably happened?

A plan was constructed amongst the criminal defense lawyers. This deal was constructed by two officers of the court, the DA, an elected official, and a  judge, also an official of the state, and a private lawyer. The substance of the deal is quite simple:  M and D would get their wrists slapped, and the cemetery would get a little money, possibly a bit more than it actually needed to fix the rocks, but not much.  All this happened, of course, without the carriers’ (or, carrier’s) actual participation or consent.

Tell me, good reader, was justice served? Was democracy or representative government undermined? Is the question made any easier, if the insurer(s) knew what was going on, and implicitly consented to it, so long as its name was kept out of the deal?

Of course, it is a virtual certainty that counsel for the insurance company was involved in some way. Perhaps she/he did not participate in drawing up written agreements around the crime and the punishment. Nevertheless, insurance counsel would probably been involved in advising the insurer.

From a philosophical standpoint, it does not matter in the slightest that only a few dollars were involved in the arrangement. 

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Lawyers and the Aging Process

To leave or To Not Leave? That Is a Question

Some activities—some jobs—become outgrown as time passes.  If you don’t play superb baseball by age eighteen, you are not going to the “pros.” The same goes for football; if you’re not great when you’re a senior in high school, you’re not going to play in the NFL.  The opposite may be true for some of the arts.  Many novelists do not achieve glory until later, say, upon the publication of a later novel–Penelope Fitzgerald did not publish her first novel until she was 58, more or less.

Still, other activities can last a lifetime; some composers are like this.  More than a few of them were prodigies and their work lasted a lifetime.  Mozart was like this, although he died young. A few activities do not really begin until later in life.  For most wisdom comes with age, although wisdom itself is a matter of degree–like quality in art.

The practice of law is not a single activity.  Lawyers do many different kinds of things. They do many different kinds of marketing, aka, client recruiting.  In addition, the practice of law is a social game; this may require (or, impose) all sorts of different virtues, and traits of character, not to mention skill sets.  All of these may change over time for individual lawyers. One lawyer might start off as a back-room research geek and later be involved in something quite different.

Something all lawyers directly dealing with clients need is a capacity for excellent, deliberative—practical–reasoning, and that requires wisdom.  Now for a really important fact, wisdom requires knowledge, depth, and experience.

The vast majority of the young do not have this quality–I certainly didn’t. With good luck and, more importantly, some attention to its acquisition—wisdom grows naturally over time.  This means that lawyers who are aging may have gotten better, certainly as regards consulting, counseling, planning, advising, comforting, and so forth.

Some lawyers, who are desirous of “taking over” pieces of practice, parts of a law firm, and /orthe allegiance of clients and other lawyers, bypass this fact, where it is possible for them to do so, for example, when they are not subordinates. Quite predictably some aging lawyers are the victims of these maneuvers. It may be a satisfying fact worth remembering that more people—including more lawyers—fail at rising by grabbing than succeed. The media presents only the stories of those who enter the stratosphere of immense success. The rest of the narratives are boring and discouraging.

This is often not true with clients, even potential clients. Many of them recognize that those who have aged may not talk or think quite as quickly as those who are young, but they often think much more deeply and comprehensively. However, a lawyer’s making sure that he has the same level of loyalty from the client that the client has from him may take both special attention and skill on the part of an aging lawyer.

An additional problem for such a lawyer who represents organizations is that as younger executives rise, they tend to want the company to be represented by lawyers they match up with in various ways, one of which is age. “Out with the old and in with the new,” as some say.  As the aging executives in their corporations move on, up, or out, external counsel may be skirted, at least, by the younger managers.

It may be useful to think of the practice of the law as a mansion with many rooms.  It may be a good idea for some lawyers to continue lawyering by doing different sorts of things than they have done for years on end.  Significantly, since the various rooms are all part of the same dwelling—or, at least, attached to it–many things from one room can be moved to another, although “the new” that’s already there takes some getting used to, and new furnishings may have to be acquired.  Such selections, repairs, and refurbishings will take time, effort, and some new education. All these will cost money.

If you’ve had it and you want out, go. If you don’t want to walk away from the law, don’t. If you wish to keep going, do it. If you also want more golf or more beach life, integrate what you want.  There is nothing new in what I’m saying.  It runs back to the great Roman lawyer* and rhetorician, Cicero. (He was also a political figure (alas), a philosopher, and a superb writer. He wrote on pretty much this topic.)

Currently, there are helpful—even inspiring—books on the subject. One of them is MASTERING THE ARE OF QUITTING by Peg Strep and Alan Bernstein and another is UNRETIREMENT: HOW BABY BOOMERS ARE CHANGING THE WAY WE THINK ABOUT WORK, COMMUNITY, AND THE GOOD LIFE by Chris Farrell.  Neither is only about lawyers and the legal profession, but both apply, and each is helpful.

The most striking piece I have read  recently was in a special section of the December 1, 2014, WALL STREET JOURNAL entitled “Encore.” The main article was entitled “Why Everything You [[‘]Know[‘] or Think You Know]” About Aging Is Probably Wrong.”  Anne Tergesen was the author. She has surveyed a number of current psychological and similar studies—and interviewed some of the authors—all about getting older. Here are her six (6) general propositions, granted changed by me a little bit:

Depression is not more prevalent in old age. Many older people are happier than ever and enjoy the aging process.

Cognitive decline in the grasp of thought, and reasoning is not inevitable, though “road runner” speeds may slow abit.  Speed, order, depth, and coherence need have nothing to do with each other, setting aside special diseases. (Test results to the contrary are inadvertently designed to favor youth since they are uniformly linked to speed.) New skills can and should be acquired.

Old workers are not less productive. There is virtually no relationship between age and job performance. Older workers are in some ways better than younger because aging brings moreprudence and will to avoid an error.

Loneliness is not more likely amongst the elderly, even if old friends are incapacitated or passed on. As the great Jewish rabbi David Volpe puts it, change involves loss but in loss, there is an opportunity for the new, and this observation applies to the aging, as well as younger people.

Creativity does not decline with age.

Exercise, is highly correlated with a fundamental good, to wit: health,  need not decline with aging and need not usually fall below prudent levels.

Of course, these truths are limited by accidents, and diseases, together with uneducated or perverse wills, they apply to most of the relevant population.

Does each of these apply to age lawyers—aging lawyers of youth (65-75), more mature older lawyers (75-85), and lawyers who are ancient? You bet! (You already know how you would bet on ancient gold doubloons. They are still gold, and they will be gold for a while yet.)

Anne, the author,  seems to be suggesting that those who are aging may be best served by finding new things to do. She suggests quilt making.  I like that idea for philosophical reasons, but my conception of “best changes” includes bricolage developments, and they are like her previous” suggestion but will also include “the new,” so the old and the new will be stitched together somehow. (One problem with her suggestion, however, has to do with coordination. I, for example, am manually clumsy. Should I make quilt-making a new vocation? Think for moment about the extent to which prolonged frustration might undermine a sense of happiness.

Lawyers can take over new things to do by developing new practice areas and thereby keep a bit of the old.  Hard driving litigators advise clients on. . . . . In-house counsel take up defending juvenile misdemeanor and criminalcases. Criminal trial lawyers might become specialists in elder law.

Specialists in estates and trusts work to take up immigration problems.  And so forth for pages and pages.

At the same time, not everything is to be recommended. Judging the article by the magazine’s cover, it looks like the ABA is promoting new careers for lawyers which I would not recommend. The mag is the 12/14 issue of ABA JOURNAL; the article is Lauren Etter’s piece “The Lawyers of Reality TV.” On the cover, the headline reads, “As reality shows proliferate, so do opportunities for lawyers working behind the scenes.”  Give me a break. Truth is one thing; creative suggestions are another; bullshit is stilla third. Anything to publish the magazine.

Of course, some lawyers want to quit completely. And some of them have wanted to do so for years. This essay is not for them. But the two books I’ve recommended might be.  One of them says that becoming a shop owner is rewarding, and lots of baby-boomers who are retiring are “turned on” by the idea and enjoying it.

Me? I’d first have to learn how to market stuff.  I’ve never done that in my entire life.  Legal work has always been handed to me. If I were to start a business after learning marketing,  I think its focus would be strange teas, oddball antiques, and old books—all jumbled together.

I also have a real liking for the study of art forgeries, and other deception, but I can’t think of how to extend that passion to a vocation. Analogously, most old people are not “born” counterfeiters.

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Legal Malpractice–Proving Damages In Big Cases–Expert Testimony

Complex Oil Well Deals—High Prestige Texas Law FirmErrs

 Several companies were involved in oil & gas interest acquisitions and ultimately drilling.  The deals were substantial—1000s of acres, for example.  Things didn’t go well for various reasons and property interests changed hands as the companies separated.  In one of these transactions company A was to assign a set of interests, “‡”,  to company B.

There was an error, and the interests were assigned to a subsidiary of B. After additional difficulties, this time with the finance and economics of some drilling, B attempted to transfer ‡ to Patriot Exploration, the plaintiff-appellee in this case.  But it did not sign the revised and correct assignment, perhaps because it couldn’t effectively do that, since it did not own the property, its subsidiary did.  (It looks likely  that something had gone wrong with those companies.)

In the case report, the problem is called the “Title Gap.”  Thompson & Knight LLP* v. Patriot Exploration, LLC**, 444 SW3d 157 (Tex. App.—Dallas, 2014). Believe me! The facts are much more detailed in the opinion than here, where I am just “glancing” at the facts to illustrate a related but different point. [*Defendant and Appellant. **Plaintiff and Appellee.]

The law firm that, as it were, made the mistake, Thompson & Knight, an old, well-known, renowned Dallas law firm discovered its error, and tried to correct it by drafting a correct assignment document, but left the case because of the conflict of interest its error had created between it and its client Patriot. T & K settled in part with Patriot, but not totally.  (The court’s opinion does not say how the partial settlement worked.  I conjecture it involved Patriot’s litigation and similar or related costs in getting the error fixed.]

T & K Patriot had intended to sell the assets involved, but the sale was 5 months after the date Patriot wanted.  It sold the asset for $5.5M± but claimed it lost $960T± as the result of T & K’s error.  The firm stipulated it malpractice liability, but asserted that its error did not cause Patriot damages, or, in any case,that Patriot could not prove that it did.  Patriot prevailed in the District Court—the trial court—in a judge-tried case that concerned only damages.

The Court of Appeals, however, reversed the lower court. The basis of the reversal was the court’s conclusion that the expert testimony did not support the plaintiff’s claims, both as to (a)whether the law firm’s error caused Patriot’s loss and as to (b) the amount of damages to be awarded, if any.

The testimony of Patriot’s expert was shot full of errors. Here are at least some of them. The expert testified  

1.     that the purchaser of the assert would have paid substantially more when the sale was originally intended than it paid 5 months later, but there was only 1 potential purchaser, and it did not concede that it would have paid more;

2.     that he has a model for calculating the correct prices but could not defend the model;

3.     that the sale prices could be analyzed by attending to the fact that Patriot acquired the assert at issue in a complex of facts arising out of a lawsuit;

4.     that he could predict reasonably what the return of future production would be, though he did not know this, given the existing history of related production, e.g., drilling costs;

5.    that he could accurately predict the relevant revenue of the purchaser, and therefore what he would have paid, even though hemerely assumed how many wells would be drilled, when there was no evidence as to what the number would be;

6.     in such a way that he has assumed that the oil and gas would be ready for market immediately upon production;

7.     assuming that the price of the petroleum to be drilled could be calculated relying on the price of the spot market;

8.     in such a way that his testimony was inconsistent with that of a disinterested witness;

9.     based upon as assumption this client, Patriot, instructed him to make;

10. and more.

This is a very long list of errors for an expert witness to be charged with having committed. Moreover, the expert would not have had to commit all these errors for his testimony to be rejected.

Interestingly, courts around the country are appearing to demand more and more out of expert witnesses appearing for a plaintiff in legal malpractice cases, and other service-based malpractice cases as well.  I have argued for a while that (i) legal malpractice cases are complicated to win, but that (ii) large cases were still promising, partly because big cases are complex and multi-faceted so more errors may get made.   I’m right about (i), for sure, but given the way courts are thinking about expert witnesses in legal malpractice cases today, I’m not sure I’m right about (ii).  Complexity and complicatedness are multidimensional configurations. My hesitancy arises from a very simple truth:  Complex events rarely result from single and/or simple causes. (The principle applies to non-occurrence events as well as overt events.) Complex causes involving complicated human behavior(s) and dependent economics–and not just like causes like physical defects–are very difficult for reliable expert testimony. This case is a paradigm of complicated behaviors, complex results, and economic/financialresults.

It is easy to see why expert witnessing for the defendant is easier than doing it for the plaintiff.  All the defense expert must do is undermine the theories of the plaintiff’s expert.  To some extent and under some circumstances the work of the expert witness for a plaintiff is more interesting than that of the defense expert.  S/he may do the inventive and creative work.  Then again, consider what happened to the plaintiff’s expert witness in this case.

I am not suggesting that I think the Court of Appeals is wrong in its observations in this case.  The testimony of the plaintiff’s expert was a disaster; at least it looks like it. Maybe I’m wrong.  Maybe the Texas Supreme Court will reverse the court of appeals and uphold the trial judge.  I doubt it.  See my blog dated November 18, 2014, entitled “Expert Witnesses & Judicial Epistemology.”  It is about another very recent legal malpractice case decided by the Texas Supreme Court regarding the evaluation of damages, and the expert testimony, in that case, is not nearly as bad as it is in this case.  

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Anthony T. Kronman, THE LOST LAWYER–Yesterday and Today

How should the very best lawyers be conceived?  What is the essence of the legal profession at its highest level of excellence and depth? What sorts of attorneys—a term that is a total synonym for the term “lawyers”–should be regarded not merely as lawyers worthy of some respect but worthy of profound respect, deference, idealization, and, indeed, idolatry, if it were not a dangerous character defect in those who idolize (and even what some of us would regard as a sin)?

The Lost Lawyer
What was required of the ideal lawyer in times past, according to the distinguished Anthony T. Kronman,*– ,
professor and philosopher of the law,**–is that one be a “lawyer-statesman.” One of the character traits that is required of such a person—in the past a “him,” for certain—is civic-mindedness.  It is also to at least hint and influence his clients in the same direction.

(*The book is THE LOST LAWYER: FAILING IDEALS OF THE LEGAL PROFESSION (Harvard U. Pr. 1993). The book was the focus of the six (6) essays in the American Bar Association’s 2014 JOURNAL OF THE
PROFESSIONAL LAWYER (the JOURNAL).  This book is anything but egalitarian. **Dr. Kronman has a Ph.D. in philosophy from Yale, where he also graduated from law school,  still professes there and was its Dean
for a decade. In recent years, he has also taught some philosophy at NYU, both in New York and Florence.

The lawyer-statesman will also possess the character traits of profundity when it comes to deliberations and extraordinary talent when it comes to persuasion, and, of course; that includes advocacy. Both of these
must be broadly conceived, however.

Deliberation, for instance, has a very broad scope. For one thing, it is defined by the ideas of judgment aka intuitively sound judgment, and of practical reason aka practical wisdom.* This set of virtues always includes prudence. This person’s traits of character will also be instinctively inclined toward the admiration of, if not a consistent commitment to, social evolution as the soundest mode of legal, governmental, and societal change. (The vocabulary comes from Aristotle and other classical philosophers who thought about public life.)

Both superlative deliberation and persuasiveness require profound attention not just to advising clients as to preferable means to achieve their already specified ends but also engaging with them in Socratic dialogue regarding their initial thoughts about possible and preferred ends.

They also require imagination, the pervasive and virtually automatic ability to do what is now called, “think outside the box,” the possession of compassion, “detached sympathy,” and even the same sort of empathy for a variety of points of view. The “lawyer-statesman” must have a vision of legal problems that is a “bifocal character.” (It seems that this might better be called a “multi-focal character.”)

One of the book’s chapters is entitled “The Good Lawyer.” In substantial part, it “privatizes” the idea of the lawyer-statesman.  In other words, it applies those ideas to lawyers who mainly represent actual human people and business entity persons, but who are not particularly citizen-active in any public sense. They may be
civic-minded, however, by having the character traits of the lawyer statement and applying them to private matters.

Kronman probably does not draw a distinction between lawyer-statesmanship, qua legal professionalism, and
excellent-lawyering. Excellent lawyers are always attuned to public norms when deliberating with their clients, even if they are not public entities or entities trying to affect public policy directly.

The good lawyer, i.e., a really good lawyer, in Professor Kronman’s conceptualization, will have all the traits of character and associated skills that the lawyer-statesman has.  In Kronman’s view a

 “narrow view [of lawyer excellence] insists that a lawyer is merely a specialized tool for effecting his client’s desires. It assumes that the client comes to his lawyer with a fixed object in mind. The client then has two, and only two, responsibilities: first, to supply his client with information concerning the legal consequences of his actions, and second, to implement whatever decision the client makes, so long as it is lawful. The client, by contrast, does all the real deliberating. He decides what the goal shall be, and whether it is worth pursuing given legal costs his lawyer has identified.”       

Of course, Kronman rejects this view; “consequently, since they are unity, if the category of a lawyer statesman is lost as an ideal, the more privatized one will be lost as well.”

There is nothing the good lawyer has that the lawyer-statesmen does not have, with one exception.  As conceived by the now standard but narrow view that exception is this:

“The [good] lawyer’s expert knowledge of the law is thus above all else a
knowledge of judicial behavior, of what judges are likely to do when called
upon to say how the law should be applied. . . . [E]very lawyer, regardless of
field needs to understand the behavior of judges.
. . . [I]t is the core of their common professional expertise [¶] But precisely what sort of knowledge is this? On thenarrow view, it may be likened to the farmer’s knowledge of the weather [,
according to the narrow—today’s standard view].”

But that’s not correct, Kronman says.  The narrow view conceives lawyer understanding and judicial behavior—usually judicial reasoning—as something like detective work.  This is the wrong analogy.  It should be thought of as the “equivalent of anthropological fieldwork; indeed, it is such work, in a concentrated form [when the research is done using cases, the way it is done in law school].” Moreover, based upon its analog, the lawyer-statesman view, the lawyer is “in bed” with the client. That lawyer uses “detached sympathy,” including “creative imagination” to place him/herself in clients’ “shoes,” as it were.  

The good lawyer–the really excellent lawyer–on this conceptualization becomes a true friend, as conceived by Aristotle, of the client(s). That lawyer must think, to some extent, like an excellent judge. That lawyer becomes a “connoisseur of the law” and, of course, like any other connoisseur; the activity will include intense enjoyment, delight, amplified pleasure, and a sense of taste.

Connoisseurs of the law love the law, deep lawyering, and excellence in judicial reasoning. One cannot be in this state without being civic-minded. Moreover, one cannot be a lover of the law in the Anglo-American tradition without having a conservative “streak,” at least. There are too many conflicting yet stable and important principles.  Too many reasonable decisions hinge on the facts of a case and not on the mechanical application of an abstract principle.

A great deal more is to be found in THE LOST LAWYER.  In “Part Two” of this Essay, I will say a word or two about the criticisms to be found in the ABA pseudo-festschrift, already mentioned, and in “Part Three,” I will set forth some of my own thoughts. (Of course, I may have already set forth some of my thoughts without realizing it.)

For now, I set forth only this further explicit idea. In thinking about Kronman’s
model of worthy lawyering, it must be remembered
that it must be thought of as a scale, not a cliff.  He does not always seem to remember this,
although his real mentor, Aristotle knew and expressed it quite well.  In doing this, one should keep in mind what
the central categories are:

·
Deep deliberation of the legal profession insofar as it actually practices law,
·
Practical reasoning excellence,
·
Intuition-based sound judgment, [MSQ: Notice that the idea here is “based” not “exclusively dependendent upon,” reason has its crucial place.]
·
Practical wisdom,
·
Prudence [(multidimensional prudence)]
·
Detached sympathy (the other person’s
perspective),
·
Civic-mindedness.

No one can doubt the importance of these attributes for lawyers, and it is likely that if taken together and thought of as continuous and as traits of character, i.e., virtues, however they were acquired; they would be
sufficient conditions of truly extraordinary lawyer excellence. 

Recent Criticism

          Some recent ABA papers in the JOURNAL cited above are uniformly critical of THE LOST LAWYER. Each of them politely says that it’s a wonderful book well worth reading, but it is difficult to see why they make this assertion with anything more than the appearance of fictional deference given the themes and conclusions of their essays. Here are some of the central remarks or implications found in the JOURNAL.

Kronman is

1. unrealistic and out of touch with lawyering as it is now and has forever been,

2. elitist and therefore out of touch with the common lawyer-qua-commoner attending to smaller cases that are really part of the needs of “real people,” as they say,

3. a victim of Big Firm idolatry,

4. unable to understand the need to socially reorganize the legal profession since many lawyers, including BigFirm lawyers are victims of serious states of depression,
etc.,

5. a philosopher and not a real lawyer  a real lawyer,

6. purely an academic in a prestige fortress

7.  an ideologue better understood in terms of feminist thinking and categories, using
the idea of the midwife as a metaphor or more generally conceived of in terms
of maieusis,

8. the victim of an ideology that has passed away, conceiving the idea of public service as an
ideal rather than a feature of lawyers seeking to become and remain a “profession,”
a recognition that comes from Twentieth Century sociology and not ancient Greek
philosophy,

10. failing to understand the extent to which an idea like lawyer-statesman is actually a
product of the exercise of power in society, [MSQ: Is this a touch of critical legal theory?] 

11. overly attached to what is now the primitive and widely replaced idea that the study
of reported cases is and should remain central to really contributive legal
education,  expounding an implausible abstract idea instead of realistic truth,

13. advocating an idea of law schools that is largely rejected,  

14.   out of touch with technology and the diverse social revolutions (such as, out-
sourcing) it has caused “even” for the legal profession, such as the use of
cyber tools to do a lot of traditional lawyer activities, and

15. is overly pessimistic about the future of the legal profession.

One of the panel members, in a largely incoherent essay, “observes” that young
up-and-coming lawyers are far ahead of Kronman’s primitive visions, and
illustrates this claim by stating that “[j]unior lawyers have no idea what a
Bates stamp is.”

When these portraits and critiques are grouped together, they add up to this simple idea: Kronman may be an impressive writer but he is wrong about virtually everything. . . , if not everything!  (In the language of the street, or of the alley – something with which I have immense experience of  more than 60  years, the group of papers is saying “Kronman’s fulla shit.” So much for philosophy and its idea of “practical reason,” as well as the Yale Law School and its faculty.)

With one exception, the essays of the panel, when taken together, are characterizable by at least one fundamental remark: they are unworthy since shallow.  This is true even though Kronman’s ideas are subject to significant qualifications.  The authors of the essays cannot seem to distinguish between “ideal characterizations” and “‘realist descriptions about subclasses.”

The complaints that rest on supposedly realism are not just a little faulty.  I have been engaged in various forms of litigation as a litigating lawyer, as a professor of, among other things, civil procedure, as an expert witness, as a teacher-supervisor of new lawyers in both large firms and small,  and as coverage counsel, I have never met a young lawyer, who did not know what “Bates ‘Labels'” are, at least if they have had anything to do with civil litigation, including at least some case studies in law school, although they may not know the exact proper wording.
On one occasion, I did not mark “Bates Labels” when producing a bunch of depositions. The young lawyers on the other side knew exactly what those were and criticized me for not using them. The reason I didn’t identify them in what I produced (or an index thereof) was that I enjoyed the idea of letting them search the stack of documents  I provided. They complained and accused me of not knowing what they were or that I was required by rules of civil procedure to use them. Not everything I produced was itself a deposition. 
My Views
I have three questions about Kronman’s marvelous and inspiring inspiring treatise.  One concerns the nature of ideals. One concerns legal history. One concerns the extent to which his views are really legal ethics, as opposed to metaphysics (or ontology) of the life lead by lawyers – something which is a trinitarian synthesis: psychology, sociology, and philosophy, all of which contain at least traces of jurisprudence. My questions will be formulated as contractaichy rian assertions.  However, think of them as questions. 
Ideals. A great many ideas can count as ideals. In one sense, the ideal lawyer is a person who is extraordinarily able at the practice of law, and this may not mean general practice. It can include specializations, including ones that are arcane, e.g., patent work. There is no reason to believe that such a person must be involved in public affairs, much less is this a necessary truth. Indeed, such an ideal lawyer may not even like that sort of thing and might disdain all politicians of all sorts, as well as many of those who tend to be public servants. An ideal lawyer might spend all of his/her time in law libraries delving deeper and deeper into the applicable law.  I even knew such a person once. He was not a happy man. People did not much like him.  He did not warm to others without tremendous effort–something which could be sensed by the rest of us immediately.  But, good lord, what a marvelous legal mind he had.  He went everywhere as the “sidekick” to his more extrovert and likable partner, but the clients always wanted to hear his view on means and ends alike, even if they found him annoying.
More significantly, the idea of an ideal for a group–in this case a profession–is ambiguous.  This is true even if the concepts within an ideal are the same.  To illustrate this point let’s use the concept built into Kronman’s idea, to wit: the lawyer-statesman. This ideal could be either (1) like the crescent moon, shining in the night sky and wonderful to look at, partly because of its fuzzy edge, but not something to which only most of us want to go, or (2) like a high flying fast commercial jet upon which many of us would like to ride or fly ourselves.  One of these ideals is abstract, distant, and beautiful; we’re glad it’s there. It enlightens the terrain, but we are not enlightened by it.  A person who is idealized in this way by the members of a group of people, e.g., a profession, is like Churchill; we all think he’s wonderful, in some ways, a person who changed the world in some good ways, but his image does not shape the profession. Ordinary lawyers do not try to imitate–“become”–him. Lawyers are not imitations of him.  We do not live and breathe his presence in our thoughts, emotions,  and imaginations. 
Another sort of ideal is one which seeps into our collective being and out into individual essences. We strive to be just like that person. Some of those who watched the old “Law and Order” TV shows wanted to be the Sam Waterston character, Jack McCoy. Some of us wanted to be Clarence Darrow, not because of his politics and his ideological orientation–we might have disapproved of that–but because of his courtroom performance. The same can even be true for the central character in TO KILL A MOCKING BIRD, Atticus Finch. True, Darrow opposed oppression in various forms, and the lawyer in TO KILL opposed racism. But what mattered–or what can matter–is their cross-examination and style of argument, not their idealism. 

There is no reason to believe that the ideal of the lawyer-statesman was the essence-stimulating type of ideal for lawyers in the 19th Century and on into the 20th Century. Good lawyers, even great lawyers, were not necessarily like that at all.   The John Adams, Thomas Jefferson, John Marshall, and Abraham Lincoln types were very, very rare. People may have admired them and loved their politics–their political ideals–but they did not sprint after them as ideals.  The stories lawyers remember about Adams, qua lawyer, was his defense of some unpopular Englishmen, and the stories remembered about Lincoln, qua lawyer, are his clever cross-examinations, at least one of which hinged on deception. If they were idealized at all by the men–yes, men–of that age, it was as statesmen, not lawyers. (Justice Marshall may be an exception to that observation.)
The fact that lawyers from time immemorial have appeared to worship the ideal of the lawyer-statesman is not evidence that this ideal had control or even much influence over the profession. That which is said in graduation/commencement speeches is usually not accurate.
Of course, without the truly inspiring role in the ideal of the lawyer-statesmen in the minds and hearts of the lawyers from the American Revolution until the end of World War I, the vision of Kronman is in trouble. This is not to say that the ideal of the lawyer-statesman is in any sense an unworthy ideal. The profession would be better off if it were a captivating goal.  The image of a profession that looked like that is mesmerizing.  It’s just not how it was then or ever has been. Cicero was not the only lawyer in the history of the Roman Republic. 
The trouble is that if the ideal of the lawyer-statesman was not a controlling norm, then the deficiencies of the legal profession in our own day are not attributable to the decline of the influence of that ideal.  In fact, in terms of performance, I am not convinced that the legal profession is much different than it has ever been. It’s the contexts that have changed, not the functions of the profession nor the activity categories of “lawyer.”  The lawyer who negotiates contracts regarding cyber-related matters is still doing the same “old thing,” it’s just a new context.  This happened when railroads were built, the auto industry sprang into existence, commercial aviation evolved, and so on, and on, and on again. 
Legal History.  Kronman’s central thesis is that for 200 years, or so, the American legal profession subscribed to the proposition that it is an essential part of the legal profession, correctly conceived, to being moral depth to the republic and its population.  The idea of moral depth itself is not exactly clear, but there is no really strong evidence that Thou shalt bring moral depth to the nation was a central feature of the ideological  commitment of the legal profession.  (For a contrary view, see Richard Markovits, MATTERS OF PRINCIPLE, a  21st century book on the foundations of a rights-based society and therefore the legal profession.)
(It is hard to see why lawyers having to learn topics other than “pure law,” e.g., “economics, statistics, political science, and philosophy for a start,” is hurting the profession. Litigators need to know statistics. Lawyers working on financial matters need to know something about economics, as must any lawyer-statesman.  Lobbyists and lawyer-statesmen need to know something of political science. And all lawyers need to have a command of cyber and digital matters.  Indeed, current ethical rules regulating lawyers require this. In Texas, anyway, it is a violation of the Disciplinary Rules of the Bar – something very much like statutes created by the Texas Supreme Court  –  not to know about cyber-digital matters, including how to use it for dealing with things so simple as fundamental as rules regarding court filings.
It is repeatedly argued by all sorts of writers and commentators that the massive commercialization of the contemporary Big Firm–with everyone else scurrying along behind them–has ruined the profession, as it was once known. Certainly, the size of law firms has changed. The fact that some law firms are very large has not ruined–and it not ruining–anything.  The fact that a law firm has a thousand lawyers in it all over the world is not destroying the profession as we know it, although it is forcing changes in things like administration and topics of discovery as well as trials. (Technically these law firms are often groups of  theoretically different law firms each created for and somehow  licensed  or something like it in different country.) When someone asserts  or implies that a time in the past was actually a “golden age,” one should have doubts. (I doubt there has ever been a “Golden Age” of law practice or lawyering,   (My father began practicing law in 1931, and he never told me of any “Golden Age,” even though he enjoyed practice more in the 1931-41 period more than after WW2.) A “Golden Age” of lawyering during the “Golden Ages” of lawyering during the years of “Machine Politics” in virtually all large American cities?
I was in big firms for a significant part of my legal professional life. (1982-2000 with 2 years off  to reach lasw school) They were toxic and unhappy places. I was unhappy, but that had to do with me and my contempt for a range of things that are found in many large law firms, not with the era of law practice.  Commercialization had  nothing to do with it.  I loved that part of the law.  Moreover, lawyering and money have always been linked. John Adams, as he shaped the USA in the First Congress, looked back toward Boston, and lamented the fact that he was not there trying cases. Why? Partly for the money to be sure.
At a more general level, one might hesitate over the idea that the first 140 years or so of the republic were more influenced by the Lawyer-Statesman Ideal. One does not really find it in the standard history of American law, e.g.,  Lawrence Friedman, HISTORY OF AMERICAN LAW (1973). One does not find it in essays on American “legal culture(s).”  Lawrence M. Friedman and Harry N. Scheiber, LEGAL CULTURE AND THE LEGAL PROFESSION (1996). And one finds it only here and there in the marvelous anthology THE NEW HIGH PRIESTS: Lawyers in the Post-Civil War America, edited by Gerald W. Gawalt (1984). 
Perhaps the most interesting picture of the lawyer-statesman is in an essay by Robert W. Gordon, “The Ideal and the Actual in the Law”: Fantasies and Practices of New York City Lawyers.” pp. 51-74.  One of Gordon’s central characters is James C. Carter, a paradigm of the lawyer-statesman. At the same time, however, Gordon quotes a passage from one of Carter’s speeches in which he reflects upon the ideal he has pursued and the discontent, unsatisfied desires, and emptiness he somees feels, all of which he thinks arose from the tensions between the ideal and the actual.* (Gawalt himself in effect pictures the lawyer-statesman ideal as a kid of paraadox.  One the one hand the ideal lawyer is to go forth civic-mindedly and be the architect of a better America and then as a practitioner takes money for trying to undo that idea.) pp. 65-66. (*Elsewhere in his book Kronman argues that under the banner of the lawyer-statesman, a profession in the law can be regarded as a “calling” and hence a mode of embracing meaning into life. Carter’s speech is not encouraging. See my blog of 1/23/15)
These hesitancies should not be taken very seriously as a critique of the deeply significant general ideas. Just because something important did not have a universal or even widespread deeply felt adoption during a period of history, even a “Golden Ages” does make it any the less a worthy ideal. It may even have been an ideal, though not a practice, during a significant period of the past–again, even a “Golden Age.”  Ideals are made to motivate, to strive for, to chase after, create optimism (as well as its opposite), to create foundations for moral criticism, to worship (in a sense), to help avoid or limit more idolatrous goals, to entrance, to create a special kind of elite.   They are dreams, worth having.  It is clear from Gordon’s essay that some lawyers of the late Nineteenth Century embraced this ideal, even if they also embraced the wrong political, social, and economic outlooks. In short, some elite classes are not such a bad thing.  

“Metaphysics” of Personal Identity. One of the most profound themes of Kronman’s book has to do with the formation of personal identity or the construction of what one takes to be one’s essence.  The idea of one’s work being the “place” one’s identity is to be  found is a relatively new idea in human history. Indeed, this is a secular version of religion-based metaphysics.  The idea of the legal profession being wedded to moral depth makes the professional’s self-image, as it were, become one’s essence.  This is also true if the legal profession is conceived of as requiring an excellence of character and a noble disposition.  Once Kronman’s idealistic views are rejected, someone saying I AM A LAWYER THROUGH MY BONES AND ON INTO MY VERY SOUL is no longer particularly interesting.  Indeed, if it is said with meaning intended which implies being higher than or being special or being deeper than or being better than or anything like any of these, the idea of finding a personal identity/essence through the profession of being an attorney is difficult to embrace, although many of us do.

So, I love all the ideas of this book. I love the vision of the legal world sketched here.  I have no question about the ideal of lawyer as counsel, as a “deliberator”+”deliberation leader” and about the conception of lawyering as having an art that requires taking case studies as central.  This is the right ideal for what it is to be a really great lawyer, and the need for practice, practice, practice at the practice.  Kronman has pictured  all this it almost perfectly. In addition, his  basic argument is well pitched [as in both baseball and sales] though it does not quite have perfect pitch [as in song and baseball].  
Michael Sean Quinn

Law Firm of Michael Sean Quinn

1300 West Lynn Street

Austin, Texas 78703

(512) 656-0503

mquinn45@icloud

(Quinn’s resumes can often be found at www.michaelseanquinn.com/resume and at various places on the Internet.)
 

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Insurance Claims Investigations and “The Reasonable”

REALLY UNREASONABLE CLAIMS INVESTIGATIONS =  INSURER BAD FAITH

Insurance claims cannot be validly denied unless the denial is based upon a reasonable investigation. To do that is at least a paradigm of insurer error, and if the mistake is bad enough it will constitute insurer bad faith.  These kinds of errors can lead to winnable lawsuits based upon the common law or upon a variety of statutes in every state. There can be not only actual damages but also punitive, or, exemplary, damages.  Many are the reported cases from courts discussing these matter—“legion” is an exaggeration.

So, how many ways can an investigation by an insurer, or by someone the insurer has hired, be unreasonable? Let me count the ways.

Not done at all.Started late.Too long.Poor adjuster.Right questions not asked.Insufficient data collected. Important data not studied appropriately.Demanding an insured to provide the same information several times.Demanding an insured provide data when the insurer knows the insured cannot do it.Demanding an insured provide data when the insurer knows that the insured is unlikely to be able to do it.Demanding an insured provide data when the insurer does not really need it.Demanding data of a size or complexity when there is an easier way to obtain needed information. (If one mode of assigned-to-the-insured mode of investigation, A, is easier than another, B and equally reliable, then A is the more reasonable. Or A is reasonable while B is not.)Demanding an insured provide unnecessary data.     Demanding data from the insured when the insured could collect that data much more easily than the insured can.Demanding that the insured engage in burdensome collection of data, where a smaller amount or group or assortment would be sufficient.Threatening the insured with claim denial, whether explicitly or impliedly, in connection with unnecessary work.

Notice that there are whole variety of ways that an investigation can be unreasonable: None enough of this or toomuch of that.  Interestingly, an investigation can be defective for several opposite reasons all at once.  Suppose a claim had two independent aspects. An insurer could not do enough on one, A, but the right amount on another, B.  Or, a right about on A but too much on B. Starts late on A, but on time with B, but it’s A-lateness temporally retards the whole show. And so on.

Does this sound like it involves a lot of balancing? Well, it does.  But balancing can require exactitude, or at least precision, under many circumstances. It must be remembered that built into all of this is the following proposition:

Except where there is a preconceived and intentional screw-job imposed on the insured, insurer negligence is a necessary condition for bad faith though not one that is sufficient.–MSQ

Also, it must be kept in mind that the word “negligence” does not entail a separate cause of action in tort. The word “negligence” does not really denote one single thing.  In more common usage, the word “negligence” means careless, sloppy, stumbling around, forgetful, and/or inattentive.  It is important to remember that all these can occur at once, or only a few of them together.  It must also be remembered that some instance of negligence can amount to breach of contract.  

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Quinn Quotes

Truth is not a relative (or relativistic) concept. Factual propositions are true; they are false; they are too vague to have a true value, or their true value has not been determined. We don’t know, or we do not know yet, is a permissible answer to a question, so long as it is true. It is not always the case that false propositions must be apparently false. Sometimes a false proposition can look true. And vice versa. ~Michael Sean Quinn, PhD, JD, CPCU, Etc.Tweet

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Michael Sean Quinn, PhD, JD, CPCU, Etc*., is available as an expert witness in insurance disputes and other litigation matters. Contact